ASSET MANAGEMENT & CUSTODY

At Financial Markets Consulting & Training (FMCT), specialise in financial markets asset management, custody, and corporate actions are crucial components of the investment and financial services industry. By considering these four main areas - asset management, custody services, corporate actions, and regulatory compliance - financial market participants can navigate the complexities of the industry, protect assets, optimise investment strategies, and ensure compliance with applicable laws and regulations. Here are four main areas to consider:

Asset Management

Asset management involves the professional management of various types of assets, such as stocks, bonds, real estate, and commodities, to maximise returns for investors. It includes activities such as portfolio management, investment analysis, asset allocation, and risk assessment. Key considerations in asset management include identifying investment objectives, diversifying portfolios, monitoring market trends, and implementing strategies to achieve long-term financial goals.

Custody Services

Custody services refer to the safekeeping and administration of financial assets on behalf of clients. Custodians, typically banks or specialised financial institutions, hold and safeguard clients' securities, cash, and other financial instruments. They provide services such as trade settlement, asset reconciliation, record-keeping, and reporting. Important factors in custody services include ensuring asset protection, maintaining accurate records, adhering to regulatory requirements, and providing efficient transaction processing.

Corporate Actions

Corporate actions are events or decisions taken by a publicly-traded company that impact its shareholders and investors. These actions can include dividend payments, stock splits, mergers and acquisitions, rights issues, and corporate restructuring. Investors need to consider the implications of corporate actions on their portfolios, including potential changes in ownership, valuation, and investment strategies. Understanding the terms, timing, and consequences of corporate actions is crucial for making informed investment decisions.

Regulatory Compliance

Compliance with regulatory requirements is a critical aspect of asset management, custody, and corporate actions. Financial firms and custodians must adhere to various laws and regulations governing the industry to ensure investor protection, transparency, and market integrity. Compliance considerations encompass areas such as anti-money laundering (AML) regulations, securities laws, reporting requirements, risk management guidelines, and ethical standards. Complying with regulatory obligations is essential to maintain trust, manage risk, and operate within legal boundaries.

ASSET MANAGEMENT & CUSTODY CONSULTING & TRAINING

FMCT offers expert consulting and training services in the financial markets. They assist clients with asset management, market analysis, and personalised consultancy and training. FMCT aims to help clients achieve their financial goals by providing up-to-date information and guidance. They specialise in asset management and custody, offering tailored solutions to empower clients in controlling their investments. Additionally, FMCT provides comprehensive training to enhance clients' understanding of financial markets. By focusing on these areas, FMCT enables clients to enhance asset management capabilities, strengthen custody services, and ensure regulatory compliance.

Investment Strategy and Portfolio Management

Consulting and training in this area focuses on developing effective investment strategies and portfolio management techniques. Topics include asset allocation, risk assessment, diversification strategies, investment analysis, and performance evaluation. The goal is to equip clients with the knowledge and skills to make informed investment decisions and optimise their portfolios.

Custody and Securities Services

This area involves consulting and training on custody services and securities administration. Topics covered include trade settlement, asset safekeeping, reconciliation, corporate actions processing, regulatory compliance, and client reporting. The focus is on enabling clients to provide secure and efficient custody services to their own clients.

Corporate Actions Management

Consulting and training in corporate actions management encompass understanding the impact of corporate events on shareholders and investors. This involves learning about various corporate actions, regulatory requirements, and effective processes to handle them. The goal is to equip clients to navigate complex scenarios and make informed decisions for their clients or investment portfolios.

Regulatory Compliance and Risk Management

In the highly regulated financial markets, consulting and training in regulatory compliance and risk management are vital. This includes educating clients on financial regulations, compliance needs, risk assessment frameworks, internal controls, and governance structures. The goal is to help clients establish strong compliance programs, grasp potential risks, and effectively mitigate them.

FINANClAL MARKETS CONSULTING AND TRAINING (FMCT) CENTRE

ASSET MANAGEMENT & CUSTODY

ASSET MANAGEMENT & CUSTODY CONSULTING & TRAINING

Financial Market Consulting Training (FMCT)

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